Element 03×Finance and Legal
Finance & Legal in Organisation
Organisation, Resources and Capability
What Finance & Legal owns here
This element holds the finance and legal capability — organisation, the controllership model, legal panel arrangements and professional certification requirements.
Example documents, by tier
Standard 1
- Finance and Legal Competence FrameworkTypical exampleCompany-wideAlso in EI PSM · 03 Employee selection, placement and competency, and health assuranceNot process safetyNot safety case critical
Process, procedure, work instruction 1
- Dawn Raid Response ProtocolTypical exampleCompany-wideAlso in EI PSM · 14 Emergency preparednessNot process safetyNot safety case critical
Why these belong here
"Do we have the right professional capability, in roles with the right authority, to control financial and legal exposure?"
What does not live here
- →The behaviours expected of finance and legal staff — (Commitment and Accountability)E01 Commitment
- →The standards being applied — (Policies and Standards)E02 Policies
- →How a transaction is executed at month-end — (Execution of Activities)E08 Execution