Element 02×Finance and Legal
Finance & Legal in Regulatory Compliance
Identification and compliance with legislation and industry standards
Why 5 of these documents sit here
EI asks for the legislation and standards that bear on process safety to be identified, tracked and complied with. The mechanism does not change with the subject. Tax, competition law, data privacy, customs, export controls and emissions trading are legal obligations like any other, and belong in the same register, with the same owners and the same compliance check.
Integrated reading of element 02 →Example documents, by tier
Policy 1
- Internal Privacy NoticeIntegrated readingIn 1 of 3 operator registersCompany-wideAlso in IOGP 510 · 02 Policies and StandardsNot process safetyNot safety case critical
Standard 2
- Tax StrategyIntegrated readingIn 1 of 3 operator registersCompany-wideAlso in IOGP 510 · 02 Policies and StandardsNot process safetyNot safety case critical
- Standard for Competition and Anti-TrustIntegrated readingIn 1 of 3 operator registersCompany-wideAlso in IOGP 510 · 02 Policies and StandardsNot process safetyNot safety case critical
Process, procedure, work instruction 2
- Tax Governance DocumentIntegrated readingIn 1 of 3 operator registersCompany-wideAlso in IOGP 510 · 01 Commitment and AccountabilityNot process safetyNot safety case critical
- Indirect Tax Returns Filing and ReconciliationIntegrated readingIn 1 of 3 operator registersCompany-wideAlso in IOGP 510 · 09 Monitoring, Reporting and LearningNot process safetyNot safety case critical